Chad S

@johnsandrewa

Verenigde Staten

Engels, Frans, Spaans

Sommige informatie wordt in het Engels weergegeven.

Over mij

I have extensive experience conducting investigations involving global financial institutions and major regulators like the CFTC, SEC, and DOJ. I regularly advise clients on compliance with futures and swaps regulations, including FCM and swap-dealer rules. I handle regulatory exams and provide guidance on derivatives-related transactions. At the CFTC, I led litigation and enforcement efforts focused on market manipulation and misuse of customer funds... Lees meer

Skills